What are the COI and COC requirements during the pre-award stage?
At the time of proposal submission to a federal funding agency, Investigators must have an up-to-date COI certification. That means each Investigator has:
At the time of proposal submission to a federal funding agency, Investigators must have an up-to-date COI certification. That means each Investigator has:
In the past, University Employees were asked to disclose Outside Commitments in the COC database and Outside Interests in the COI database.
Conflict of interest (COI) and conflict of commitment (COC) reviews are separate because COI relates to bias in decisions and COC relates to a University employee's time & effort for UArizona, UArizona resources and UArizona Assets.
Sponsors & funders have identified the following concerns:
eDisclosure is now available for conflict of interest (COI) submissions—annual disclosures and research certifications—and conflict of commitment (COC) form submissions.
For information on using eDisclosure, the following options are available:
Video Demos and Instructional Material: eDisclosure Information (NetID required)
June 11 is the last day to submit Research Certifications and Annual Disclosures in the legacy COI Disclosure System.
Please note the following important dates in the implementation process:
The Conflict of Interest (COI) Program will launch a new system, eDisclosure, designed to make submitting COC Forms (Requests for Approval of Outside Employment and Commitments) easier and faster. For more information about the implementation process, please visit RII’s New Systems Information webpage.
Beginning in summer 2021, the Office of Research, Innovation and Impact (RII) will sequentially roll out and upgrade new systems designed to make your work related to Conflict of Interest and Commitment matters, the Human Subjects Protection Program (HSPP), and research proposals much easier.
This winter, following implementation of the COI and HSPP systems, the current UAccess Research (UAR) system will be updated to a newer version of the Kuali Research application.
Here are some highlights:
For more information, contact Susan Mundt, SPCS assistant director of operations, at mundts@arizona.edu.
The Human Subjects Protection Program (HSPP) will launch a new system, eIRB, designed to make submitting human research protocols easier and faster.
Please note the following important dates in the implementation process:
How will this affect you?
The new system is relevant to all University employees and students who conduct research involving human subjects.
For questions or more information, please contact the HSPP at VPR-IRB@arizona.edu.
The new system is relevant to individuals who submit COI disclosures and/or COC Forms (Requests for Approval of Outside Employment and Commitments):
Please also note that beginning July 1, the Conflict of Interest Program will be called the Office for Responsible Outside Interests to more closely focus on the program’s goal: to align outside interests with the University’s mission to disseminate knowledge through teaching, research, and public service in a way that ensures transparency, integrity and public trust.
For questions or more information, contact the COI Program at coi@arizona.edu or at (520) 626-8266.
NEW COI & COC Policy: The Conflicts of Interest & Commitment Policy (Interim) policy incorporates five of the University's conflict of interest and commitment policies into one policy to alleviate confusion and contradictions. A single conflict of commitment policy will now be applicable to full-time University employees. The policy is approved on an interim basis to address immediate concerns while the substantive policy revisions are presented for stakeholder feedback and publication.
To: University Community
From: Conflict of Interest Program
Subject: Adoption of Interim Conflicts of Interest and Commitment Policy
Date: May 17, 2021
Notice of Policy Revision and Policy Repeal
Interim Conflicts of Interest & Commitment Policy
Implementing New Systems to Make Your Work Easier
Beginning this summer, the Office of Research, Innovation and Impact will sequentially roll out and upgrade new systems designed to make your work related to Conflict of Interest and Commitment matters, the Human Subjects Protection Program (HSPP), and research proposals much easier. Because these changes are relevant to all of campus, from students to staff to faculty, please check your email inboxes in the coming weeks and months for information about training sessions and transitioning to the new systems.
If you participate in research under the auspices of the University, you are required to comply with the University’s Conflicts of Interest & Commitment Policy. Anyone who is an “Investigator” on a research project at the University (whether or not externally funded) must submit a Conflict of Interest disclosure. “Investigator” is a defined term in the policy, and generally means “any person who shares the responsibility for the design, conduct, or reporting of Research.” This may include students, postdocs and trainees.
In particular, you are required to periodically disclose to the University whether you have any significant financial interests or significant personal interests that may be related to your research. You also must complete COI training once every four years. The COI Disclosure training course can be accessed through the EDGE Learning.
Your Annual Certification must be updated within 30 days of acquiring a new interest or changes to an existing interest, or at least annually. Additionally, you must also submit a Research Certification for each non-sponsored and sponsored research project.